As a member of the Technology & Operations organization, this role is crucial for supporting and driving portions of the T&O SOX Audit. The position involves managing and supporting internal and external examinations, audits, and reviews. The incumbent will collaborate with various stakeholders, analyze regulatory data, and develop remediation action plans. The role requires producing accurate and timely reports and presentations while staying informed about legal and regulatory matters in the US financial services industry. […]
Coordinate with key stakeholders, including auditors/regulators, throughout...